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SEC Litigation Releases: Week in Review - December 13th, 2013
FINRA Fines Oppenheimer over Huge Municipal Bond Markups
FINRA Action Against JP Turner for Unsuitable Leveraged ETF Sales
SEC Litigation Releases: Week in Review - December 6th, 2013
Brokers Steal from Elderly Widow
FINRA Foundation Releases Military Financial Capability Survey
SEC Litigation Releases: Week in Review - December 2nd, 2013
SEC Litigation Releases: Week in Review - November 22nd, 2013
SEC Litigation Releases: Week in Review - November 15th, 2013
FINRA Announces Enhanced BrokerCheck System